Eligible contract participant commodity exchange act
15 Jan 2010 The following definition is found in the Section 1a(12) of the Commodity Exchange Act. Eligible contract participant. The term “eligible contract 21 Oct 2013 U.S. Commodity Futures Trading Commission (the “CFTC”) to protect a non- eligible contract participant or non-eligible commercial entity 14 Jun 2012 In February 2012, the US Commodity Futures Trading Commission (CFTC) in response to the financial crisis, fund managers trading swap contracts will also to pool participants and advisees and periodic reports to the CFTC, to managers of funds whose investors are 'qualified eligible persons' (or The Commodity Exchange Act outlines the qualifications for ECP eligibility (in Section 1a(18) of the CEA). Eligible contract participants—like financial institutions, insurance companies, and investment management firms—have sufficient regulatory status, but others can become ECPs as well. Eligible Contract Participant (ECP) An entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets.
18 Dec 2017 On October 13, 2017, Commodity Futures Trading Commission (CFTC or other than an eligible contract participant as defined in CEA Section
Eligible Contract Participant (ECP) An entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets. a broker or dealer subject to regulation under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) or a foreign person performing a similar role or function subject as such to foreign regulation, except that, if the broker or dealer or foreign person is a natural person or proprietorship, the broker or dealer or foreign person shall not be considered to be an eligible contract participant unless the broker or dealer or foreign person also meets the requirements of clause (v) or (xi); Eligible Contract Participant (ECP) An entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets. The definition of "Eligible Contract Participant" (ECP) is found in Section 1a(18) of the CEA (7 U.S.C. § 1a(18)). An Eligible Contract Participant generally means: Financial Institutions; Insurance Companies; Mutual Funds; Certain commodity pools with $5 million or more of assets; Certain organizations with, generally, $10 million or more of assets; ERISA plans with $5 million or more of assets; Certain governmental entities; Certain broker-dealers and investment banks; FCMs Eligible Contract Participant Law and Legal Definition. (i) a financial institution; (ii) an insurance company that is regulated by a State, or that is regulated by a foreign government and is subject to comparable regulation as determined by the Commission, including a regulated subsidiary or affiliate of such an insurance company;
21 Oct 2013 U.S. Commodity Futures Trading Commission (the “CFTC”) to protect a non- eligible contract participant or non-eligible commercial entity
Section 1a of the Commodity Exchange Act (``CEA'') \2\ sets forth. defined terms participants that is not an eligible contract participant is not itself. an eligible The U.S. Commodity Futures Trading Commission (“CFTC”) has jurisdiction we include two market standard representations, “Eligible Contract Participant” Eligible Contract Participant is a concept under the US Commodity Exchange Act. Relevant also should be clearing futures for US persons under a Part 30 Commodity Futures Trading Commission (CFTC) is determined to be at the forefront. that is not an eligible contract participant or eligible commercial entity; .
Further definition of Swap Dealer, Major Swap Participant, Security-Based Swap dealer,” “major security-based swap participant,” and “eligible contract participant.” Commodity Futures Trading Commission 17 CFR Part 1 Securities and
company or the foreign person is itself an eligible contract participant); 12 A commodity pool that: (I) has total assets exceeding $5,000,000; and (II) is formed and operated by a person subject to regulation under the Commodity Exchange Act or a foreign person performing a similar role or function
US customer is an "eligible contract participant" as defined in section. 1a(18)of the Commodity Exchange Act, 7 U.S.C.. The FCA understands that in complying
21 Oct 2013 U.S. Commodity Futures Trading Commission (the “CFTC”) to protect a non- eligible contract participant or non-eligible commercial entity 14 Jun 2012 In February 2012, the US Commodity Futures Trading Commission (CFTC) in response to the financial crisis, fund managers trading swap contracts will also to pool participants and advisees and periodic reports to the CFTC, to managers of funds whose investors are 'qualified eligible persons' (or The Commodity Exchange Act outlines the qualifications for ECP eligibility (in Section 1a(18) of the CEA). Eligible contract participants—like financial institutions, insurance companies, and investment management firms—have sufficient regulatory status, but others can become ECPs as well. Eligible Contract Participant (ECP) An entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets. a broker or dealer subject to regulation under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) or a foreign person performing a similar role or function subject as such to foreign regulation, except that, if the broker or dealer or foreign person is a natural person or proprietorship, the broker or dealer or foreign person shall not be considered to be an eligible contract participant unless the broker or dealer or foreign person also meets the requirements of clause (v) or (xi); Eligible Contract Participant (ECP) An entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets. The definition of "Eligible Contract Participant" (ECP) is found in Section 1a(18) of the CEA (7 U.S.C. § 1a(18)).
14 Jun 2012 In February 2012, the US Commodity Futures Trading Commission (CFTC) in response to the financial crisis, fund managers trading swap contracts will also to pool participants and advisees and periodic reports to the CFTC, to managers of funds whose investors are 'qualified eligible persons' (or The Commodity Exchange Act outlines the qualifications for ECP eligibility (in Section 1a(18) of the CEA). Eligible contract participants—like financial institutions, insurance companies, and investment management firms—have sufficient regulatory status, but others can become ECPs as well. Eligible Contract Participant (ECP) An entity that is classified by the Commodity Exchange Act (CEA) based on its regulated status or amount of assets. a broker or dealer subject to regulation under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) or a foreign person performing a similar role or function subject as such to foreign regulation, except that, if the broker or dealer or foreign person is a natural person or proprietorship, the broker or dealer or foreign person shall not be considered to be an eligible contract participant unless the broker or dealer or foreign person also meets the requirements of clause (v) or (xi);